Tuesday, October 15, 2019

Tag: Barry Kloogh

FMA Cancels AFA Authorisation of Dunedin Adviser 

The Financial Markets Authority has cancelled Dunedin-based adviser Barry Edward Kloogh’s Authorised Financial Adviser (AFA) authorisation, as a result of concerns regarding compliance with...

Dunedin AFA Investigated By SFO

The Serious Fraud Office, assisted by the Financial Markets Authority, executed search warrants on the 23 May in relation to an investigation of Dunedin-based...