Wednesday, December 19, 2018

Tag: Code Working Group

Adviser Associations Band Together on Changes to Draft Code

Five financial adviser associations have jointly submitted their suggestions for changes to the Draft Code of Professional Conduct. The Association, Financial Advice New Zealand, IBANZ,...

Draft Code Concerns Addressed

The Financial Advice Code Working Group has answered questions on the draft Code, during a live webinar it hosted recently. Queries on CPD, new entrants...

Concerns Raised on Draft Code 

Strategi Institute has raised two concerns with the recently released draft Code of Conduct by the Code Working Group. Strategi Institute Managing Director, David Greenslade, says their biggest...

Industry Response to ‘Succinct’ Draft Code

The draft Code of Conduct released last week by the Code Working Group has been welcomed by industry stakeholders, particularly for its concise and...

Do You Support the Draft Code?

Our latest poll asks whether you support the draft Code of Professional Conduct for Financial Advice Services, which was released last week for industry...

Draft Code of Conduct Released, Consultation Opens

Consultation is now open on the draft code of professional conduct, released by the Code Working Group today. Code Working Group Chair, Angus Dale-Jones, says the Group...

Code Draft Progress Update 

Code Working Group Chair, Angus Dale-Jones, has confirmed that the Code draft is on track to be published for consultation within a few weeks...

Readable Code Needed for Both Consumers and Advisers

Code Working Group Chair, Angus Dale-Jones, says the Code team are striving to create a Code document that is as readable for the consumer...

FSLAB Select Committee Report Missed the Mark, Says Financial Advice NZ

Financial Advice New Zealand CEO, Katrina Shanks, has urged the Government to take another look at the proposed changes to the Financial Services Legislation Amendment...

Regime Changes – Taking Action Now or Later? 

The Code Working Group consultation paper has generated a great deal of discussion, as intended, on what advising under the new regime may look...