Tuesday, July 23, 2019

Tag: Code Working Group

Code Working Group Responds to Association’s Concerns

Code Working Group Chair, Angus Dale-Jones, has addressed concerns raised last week by Financial Advice New Zealand on the final Code of Professional Conduct. The...

Minister Approves Code of Conduct

The Code Working Group has confirmed that the Minister of Commerce and Consumer Affairs, Kris Faafoi, has approved the Code of Conduct on 7...

Code Working Group Publishes Submissions 

The Financial Advice Code Working Group has published around 120 submissions it received in response to its consultation document released in October 2018. “We are...

Draft Code Submitted to Minister Faafoi 

The Code Working Group has confirmed that it has submitted the draft Code of Conduct to Commerce and Consumer Affairs Minister, Kris Faafoi, for...

Adviser Associations Band Together on Changes to Draft Code

Five financial adviser associations have jointly submitted their suggestions for changes to the Draft Code of Professional Conduct. The Association, Financial Advice New Zealand, IBANZ,...

Draft Code Concerns Addressed

The Financial Advice Code Working Group has answered questions on the draft Code, during a live webinar it hosted recently. Queries on CPD, new entrants...

Concerns Raised on Draft Code 

Strategi Institute has raised two concerns with the recently released draft Code of Conduct by the Code Working Group. Strategi Institute Managing Director, David Greenslade, says their biggest...

Industry Response to ‘Succinct’ Draft Code

The draft Code of Conduct released last week by the Code Working Group has been welcomed by industry stakeholders, particularly for its concise and...

Do You Support the Draft Code?

Our latest poll asks whether you support the draft Code of Professional Conduct for Financial Advice Services, which was released last week for industry...

Draft Code of Conduct Released, Consultation Opens

Consultation is now open on the draft code of professional conduct, released by the Code Working Group today. Code Working Group Chair, Angus Dale-Jones, says the Group...