Tag: Karen Chang
Fraudster Jailed Following FMA Investigation
Businessman Steven Robertson has been sentenced to six years, eight months’ imprisonment at the Auckland High Court, as a result of an investigation by...
Company Fined in First FMA Case of Company Abuse of the FSPR
Morgan DeVere Corporate Finance has been fined $40,000 following its conviction at the Wellington District Court on two charges of breaching the Financial Services...
FMA Cracks Down on FSPR Abuse
Morgan DeVere Corporate Finance has been convicted at the Wellington District Court on two counts of breaching the Financial Services Providers Act 2008 (FSP...
Unregistered Adviser Sentenced Following Guilty Plea
An insurance adviser who operated in the South Island has received his sentence at the Christchurch District Court, after he plead guilty to two...