Wednesday, May 22, 2019

Tag: Katrina Shanks

Code Working Group Responds to Association’s Concerns

Code Working Group Chair, Angus Dale-Jones, has addressed concerns raised last week by Financial Advice New Zealand on the final Code of Professional Conduct. The...

Latest Poll – Concerns With the Code 

In our latest poll, we ask whether you support the new Code of Conduct, which was approved by Minister Faafoi last week (see: Minister...

Code Falls Short – Financial Advice NZ

Financial Advice New Zealand has said the newly approved Code of Conduct has lost an opportunity for the sector with inconsistent qualification requirements. It claims...

Financial Advice NZ Launches Quality Advice Outcomes Initiative

Financial Advice New Zealand has launched its Business Partnership Programme, a new initiative aiming to gather research-based evidence to show how high-quality financial advice contributes...

Financial Advice NZ Launches Adviser Conference

Financial Advice New Zealand has launched its Conference 2019, taking place on 22-23 August at SkyCity in Auckland. The theme this year is ‘Be Brave,...

Report Needs Swift Response From Industry – Financial Advice NZ

Financial Advice New Zealand has said the insurance sector must respond swiftly to the issues raised in the recently released FMA and RBNZ Report...

Industry Responds to Conduct and Culture Report 

The Financial Services Council, Financial Advice NZ and Commission for Financial Capability (CFFC) have each responded to the Life Insurer Conduct and Culture Report...

Minimum Qualification For All – Financial Advice New Zealand

Financial Advice New Zealand has called for one minimum qualification, or its equivalent, for all who provide regulated financial advice. The call was made in...

Industry Response to ‘Succinct’ Draft Code

The draft Code of Conduct released last week by the Code Working Group has been welcomed by industry stakeholders, particularly for its concise and...

Adviser Study Claims Industry-First Benchmark for ‘Know Your Client’ Behaviours 

The international financial advice community has benchmarked for the first time the extent to which financial advisers know and understand their clients, a new...