Wednesday, September 18, 2019

Tag: Liam Mason

FMA Issues Public Warning About Palmerston North Adviser

Palmerston North registered financial adviser, Brian (John) Ferguson, has been identified by the Financial Markets Authority (FMA) as having engaged in serious misconduct. The FMA issued...

FMA Life Insurer Report Due January 

The Financial Markets Authority has advised that its report on the culture and conduct review of life insurers will now be released at the...

FMA Grows Impatient With ‘Patchy’ Approach to Customer Outcomes in Financial Services

The Financial Markets Authority (FMA) has described the extent of the understanding around customer outcomes, as to what is required and how to achieve...

FMA Targets QFE Advice Quality

QFE insurance providers appear to be considering their own risks ahead of their customers when it comes to replacement business, the Financial Markets Authority...

FMA Targets Soft Dollar Commissions

The Financial Markets Authority (FMA) has voiced its concern about the influence that soft commissions have on advisers’ behaviour, in a review into the...

FMA Cracks Down on Life Insurance Adviser Conduct

The Financial Markets Authority today released a report into its ongoing review of conflicted conduct and insurance replacement business practices among advisers. The regulator’s main...