Wednesday, September 18, 2019

Tag: Rob Everett

Regulators Disappointed With Sector’s ‘Weak Appetite’ For Change

The Reserve Bank of New Zealand and Financial Markets Authority have voiced their disappointment with life insurers’ responses to the joint Conduct and Culture...

Regulator Warns Advisers on Record Keeping

Financial Markets Authority CEO, Rob Everett, has emphasised the importance of documenting advice during a panel discussion on conduct and client care at the...

Financial Advice NZ 2019 Conference Wrap

A record 610 delegates attended the Financial Advice New Zealand 2019 Conference held in SkyCity Convention Centre in Auckland last week. This year’s Conference, themed...

FMA Outlines Key Risks for Sales, Advice and Distribution Sector

The Financial Markets Authority has published its medium-term view of the most significant risks to deliver its mission of fair, efficient and transparent financial...

News in Brief

Financial Advice NZ Reveals 10 Business Partners  Financial Advice New Zealand has announced the names of its ten new Business Partners for its partnership programme...

Commission Ban Not Part of the Plan, FMA Clarifies 

The FMA’s Chief Executive, Rob Everett, has clarified the regulator’s stance on adviser commissions, during the Economic Development, Science and Innovation Committee's annual review of the...

Regulators Life Insurance Report “Shows the Life Insurance Sector in a Poor Light”

The Reserve Bank of New Zealand (RBNZ) and the Financial Markets Authority (FMA) have published their Life Insurer Conduct and Culture Report. The joint review...

Regulators Call For Banks to Remove All Sales Incentives 

The Financial Markets Authority and Reserve Bank of New Zealand have told eleven New Zealand banks to remove all incentives linked to sales measures,...

Customer-Centric Conduct Must be ‘Permanently Embedded’ – FMA  

The Financial Markets Authority (FMA) Chief Executive, Rob Everett, says the regulator is determined to “play its part” to make sure customer-centric conduct is...

FMA Report on Insurer Conduct and Culture Review Due December 

The Financial Markets Authority has stated in its October update that it will report on its Insurer Conduct and Culture Review in December. It also...