Sunday, September 27, 2020

Practice management

Advisers Urged To Remember Their Obligations

Treating clients fairly, providing suitable advice, and ensuring they understand the agreement they are signing, were the key take-aways of a presentation by the...

Launch of Universal Client Data Feed Platform

A new online platform that accesses client data from all retail insurers has been launched by an adviser based in Australia. The system has been...

Privacy Act Changes Might Catch You Out

With the revised Privacy Bill due to become law on 1 December 2020 specialist privacy lawyers at Dentons Kensington Swan have drawn up a...

Liability Insurance For Advisers Explored With Marsh

Financial Advice NZ is hosting a webinar in conjunction with insurance broker and risk adviser Marsh to explore the firm's liability insurance programme and...

Three Adviser Licence Classes Welcomed By FANZ

Financial Advice New Zealand has welcomed the FMA's idea of having three classes of licence for financial advice providers (see: FMA Announces Three Classes...

FMA Consults On Full Licence Standard Conditions

The FMA has opened consultation on the proposed full licence standard conditions for financial advice providers as part of the new financial advice regime. John...

Get Ready For Day One Now

The future been spelled out for financial advisers planning to operate under the incoming regulatory regime. During a webinar organised by the Financial Services Council,...

Specialist FAP Support Model Launched

Two FAP support service companies have been launched by Cecilia Farrow, founder of cloud software platform Triplejump, together with some of its founding shareholders....

Committee to Help Advisers Navigate Troubled Waters

The Adviser Platform (TAP) has launched a Claims Committee to help the firm's adviser partners manage problematic claims. Scott Duncan, TAP’s Head of Compliance &...