Sunday, January 16, 2022

Practice management

Mandatory Privacy Breach Reporting – Year One

It's a year since the introduction of the mandatory privacy breach reporting regime and Allan Yeoman of law firm Buddle Findlay says several high-profile...

Traffic Light System Helps Cigna Advisers Meet Regulations

Cigna NZ is helping independent financial advisers stay on top of their regulatory obligations with the launch of a new ‘My profile’ tool on...

Why Good Governance Must Underpin Every FAP

If you are a new FAP director and don't fully understand the scope of your obligations then Melanie Purdey says it's time to get...

Kiwis at the Heart of Regulatory Changes says Minister Clark

The financial wellbeing of all New Zealanders is at the heart of regulatory changes to the financial sector, said Minister David Clark during his...

Self-Reporting to FMA Won’t Prevent Legal Action

The FMA should be told as soon as possible if a self-reporting incident takes place, but it won't score any points if the regulator...

mySolutions Offer New PI Cover

A new PI product that's said to be less expensive than those provided by most market competitors is being offered by industry training and...

Compliance WOF Offer to Advice Business Owners

Strategi is offering a warrant of fitness service to advice business owners that includes a review of FAP policies, processes, controls, and advice documents. The...

FMA Updates Expectations for Treatment of Vulnerable Clients

The FMA has revised its guidance on how vulnerable clients should be treated. The regulator says its advice includes additional information for the sector...

Lots to be Done to Update Dispute Resolution Schemes

The maximum amount that can be awarded by the country's four dispute resolutions schemes should be streamlined and consumers shouldn't be able to double-dip...