Tag: SFO
FMA Cancels AFA Authorisation of Dunedin Adviser
The Financial Markets Authority has cancelled Dunedin-based adviser Barry Edward Kloogh’s Authorised Financial Adviser (AFA) authorisation, as a result of concerns regarding compliance with...
Dunedin AFA Investigated By SFO
The Serious Fraud Office, assisted by the Financial Markets Authority, executed search warrants on the 23 May in relation to an investigation of Dunedin-based...