Saturday, April 27, 2024

Compliance & regulation

appointment

Fidelity Life Appoints Head of Regulatory Affairs

Fidelity Life has appointed Sam Kelly, most recently the ASB's Head of Government Relations and Regulatory Affairs, as its new Head of Regulatory Affairs. Kelly will be...

Annual Report Support from TAP

The Adviser Platform (TAP) has added a compliance reporting engine to its range of services to help FAPs lodge their annual return to the...

Are CPD Courses Limited by the Available Products?

GUEST COLUMNIST – GUY DOBSON Guy Dobson, Director of Dynamique, writes that the limited number of financial products available in the New Zealand market could...

The Nuances of Competence in the New Regime

The final countdown to the new regime is well and truly on, with the date of 16 March marking the culmination of a long...

Financial Advice NZ Partners with CPD Provider

Members of Financial Advice NZ now have access to industry training provided by Kaplan Professional. The partnership is a natural step to deliver education and...

Free CPD Handbook Offer

Strategy Group is offering a CPD handbook to help all those who provide financial advice  keep their competence, knowledge, and skills up to date. "The...

FMA Wants More Information From FAPs

Our report about the FMA wanting annual reports from FAPs – so the regulator can keep tabs on the sector – was this week's...

Kaplan Professional Expands its CPD Offering

Topping the list of this week's most-read stories is news of another entrant into the developing CPD space – this time – from Australia... Following...

Manage the Burden of CPD Compliance

Receiving the most interest from Riskinfo readers this week was our report on how technology could make the management of CPD easier... Compliance for advisers...