Tuesday, May 17, 2022

Compliance & regulation

Time is Ticking for Your Full FAP Licence Application

Partners Life is holding a webinar to help transitional FAP licence holders apply for a full licence by the FMA's deadline. The insurer says the...
Sheena Hall, Compliance Refinery.

Compliance Refinery Adds to its Team

Paraplanner and qualified compliance professional Sheena Hall (pictured) has joined Compliance Refinery as a Compliance Practitioner. Hall, who will work from her base in Tauranga,...

Adviser Churn Continues but New Entrants Fill the Gaps

Our story on what’s happening to risk specialist adviser number across The Ditch – and what might happen here – clearly matters for many...

Learn How to Best Handle Client Complaints

The team at Compliance Refinery is partnering the Insurance and Financial Services Ombudsman (IFSO) to deliver a webinar about customer complaints. Karen Stevens and Andrew...

All You Need to Know to Obtain a Full FAP Licence

Partners Life is holding a webinar with representatives from the FMA who will explain how to apply for a full FAP licence. Advertised as an...

FAP Licencing Workshop with the FMA

A FAP licencing workshop is being run by the FMA and Financial Advice NZ to help those who have yet to start their licencing...

Insurance Sector Facing ‘Testing Times’ – FMA

The insurance industry is facing testing times, and part of the challenge is the current volume of regulatory change, says Clare Bolingford, the FMA's...

FAP Licensing – Hurdle or Opportunity?

Industry training firm Strategi and the FMA are holding a free webinar on Thursday 7 April for financial advice providers who have not yet...

Support Programme Launched for FAP Directors

A FAP director support programme has been launched by Compliance Refinery in conjunction with governance specialists Faraday & Company. Melanie Purdey, Compliance Refinery’s course facilitator,...