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Thursday, May 14, 2026

Compliance & regulation

Data Reveals Structure of Modern Advice Practices

Financial Advice NZ says the FMA's recent regulatory returns data shows financial advice is being delivered by small, technically competent practices managing multiple advice...

Strong Lift in Adviser & FAP Numbers, Rise in Digital Advice

The number of licensed financial advice providers increased 10% in the year to June 30, 2025, while the number of financial advisers increased almost...

Reserve Bank Consults on Bill to Modernise Insurance Regulation

The Reserve Bank of New Zealand is consulting on an exposure draft of a Bill that is intended to modernise insurance regulation in New...

FMA Joins Initiative Tackling Unlawful Financial Influencers

The FMA tackling the risks involved with unlawful financial promotions by finfluencers drew plenty of reader interest this week... The Financial Markets Authority has joined...

Fact Check AI Advice When Making Complaints – IFSO

The Insurance & Financial Services Ombudsman Scheme is advising people who use AI tools to get help with making complaints to double check the...

Overly Conservative? Poll Result

In a surprising result, our latest poll finds that a big majority of advisers agree that their advice practice is overly conservative in the...

Latest Poll – ‘Cautious’ Advice?

Our latest poll is seeking your views on whether your advice practice is overly conservative in the advice processes it uses, which the FMA...

FMA Cancels FAP Licence

Our report that the FMA has cancelled the FAP licence of a company for failing to meet its licence obligations, attracted...

Adviser Caution Making Advice Less Accessible – FMA

One of the key messages to advisers from the FMA's Chief Executive is that the regulator encourages them to “innovate and think differently, to...