Thursday, May 2, 2024

Compliance & regulation

Adviser De-Registration Concern

The clock is ticking toward de-registration for thousands of advisers, warns Katrina Shanks of Financial Advice NZ. In a note to her organization's members Shanks...

Poll Results – Nominated Representatives

In a very even outcome, there's virtually a 50/50 split in adviser thinking when it comes to the prospect of utilising nominated representatives to...

mySolutions Confirms Major Restructure

Auckland-based dealer group, mySolutions, has announced a "significant shift" in the way it will work with advisers in future. In a release to its 280-strong...

KiwiSaver Refresh on Default Fund Providers

The Government has released details of its new set of default providers for KiwiSaver, following an extensive review process. Announced at the end of last...

Latest Poll – Nominated Representatives

Our latest poll is based around the initiative announced by Partners Life last week, which is set to deliver a supplementary advice service via...

Launch of Client Advice Support Initiative

Partners Life is set to launch a new service which will enable eligible staff to have more expanded personal advice conversations with clients. In an...

One Third of Privacy Breach Complaints Relate to Emails

Of all the privacy breaches reported to the office of the Privacy Commissioner in the past five months 30% relate to emails. Feilidh Dwyer, writing...

Cut-and-Paste Answers to FAP Application Surprise Regulator

Cutting and pasting example answers from the FMA's website into an application for a full FAP license didn't cut any ice with the regulator...

First Days of New Regulatory Regime Debate

The new financial advice regime and how those in the industry are tracking will be discussed during a Financial Advice NZ webinar starting at...