Manage the Burden of CPD Compliance
Receiving the most interest from Riskinfo readers this week was our report on how technology could make the management of CPD easier...
Compliance for advisers...
FMA Looks Back as it Moves Forward
Financial services now face a series of significant milestones, says Samantha Barrass, the FMA’s CEO.
Speaking at FSC's Outlook 2023 event on Wednesday 25 January,...
Compliance Refinery to Launch Locum Agreement Package
Compliance Refinery is launching an adviser locum kit to help smooth the process of engaging a qualified professional to take over the reins of...
Top Five Predictions for 2023
Like everyone else, advisers want a glimpse of the future, and this week was no different when we published a list of predictions for...
Risks of Book-Buying Highlighted by Ombudsman
Adviser firms and FAPs may risk having to account for the decisions of former advisers when they buy a client book, warns financial ombudsman...
Recipe for Success – Hard Work and Humility
Australian life insurance industry doyen, Russell Collins, has recently celebrated 50 years at the Elite member level within the Million Dollar Round Table organisation.
This...
Double Cover Complaint Dismissed
Our report of a client who complained he was paying for two life policies - and had his request for a refund of premiums...
Privacy Survey Launched
The Privacy Commissioner is asking small businesses owners who work with personal information to help it understand how they deal with the Privacy Act.
The...
Changes to How Financial Advisers are Linked to FAPs
Our report covering the changes to how financial advisers engage with FAPs through the Financial Service Providers Register was this week's most popular story...
The NZ...