Tag: FMA
FMA Cracks Down on Life Insurance Adviser Conduct
The Financial Markets Authority today released a report into its ongoing review of conflicted conduct and insurance replacement business practices among advisers.
The regulator’s main...
Adviser Pleads Guilty to FMA Charges
South Island financial adviser, Garry James Patterson has pleaded guilty to two charges brought by the Financial Markets Authority (FMA) at the Christchurch District...