Sunday, December 15, 2019

Tag: FMA

FSC Launches Get in Shape Advice Summit 2020

The Financial Services Council has announced the launch of its ‘Get in Shape’ Advice Summit set for February 2020. Organised by the FSC, FMA, MBIE...

News in Brief 

FMA Opens Transitional Licensing  Transitional licensing opened this week on Monday 25 November. Click here to apply for a transitional licence. The FMA has also released a...

Poll Results – Advisers Well-Prepared for Licensing

  Our latest poll asked when and if you would be applying for a transitional licence to operate as a financial advice provider under the...

FMA Imposes Two Standard Conditions for Transitional Licences 

The Financial Markets Authority has announced it has imposed two standard conditions for transitional licensing, after considering all submissions it received during the consultation...

Latest Poll – All Set for Transitional Licensing? 

The FMA will now open transitional licensing from 25 November and we ask if and how soon you intend to submit your online application...

FMA Reinforces Message to Insurers to ‘Rebuild Public Trust’ 

The Financial Markets Authority has stated it is now up to insurers and banks to rebuild public trust, as it releases its 2019 Annual...

Privacy Breach at FMA

The FMA has apologised for a privacy breach that it said meant complaints documents it received between 2015 and 2017 were potentially accessible via...

Association Teams up With FMA For More Licensing Roadshows

Financial Advice New Zealand has announced a number of seminars on transitional licensing will take place in November. The roadshow is part of a programme...

Fraudster Jailed Following FMA Investigation 

Businessman Steven Robertson has been sentenced to six years, eight months’ imprisonment at the Auckland High Court, as a result of an investigation by...

Government Increases FMA Litigation Budget

The Government has announced an increase of $4 million to the Financial Markets Authority’s litigation fund for 2019/20 to strengthen enforcement capability. The increase, which...