Strategi Institute has a two-day compliance officer course tailored for financial advice provider (FAP) compliance officers/managers starting on Wednesday 11 August.
Focus of the course is on understanding the obligations relating to relevant legislation, regulation and codes and building a compliance assurance programme proportional to the business size.
Successful completion of the course, which costs $2,350 plus GST, will provide the compliance officer/manager with sufficient knowledge to identify what is required for their FAP and either build the processes internally or to take external resources and customise them for their business.
What you will learn:
- The practical items your business needs to put in place to obtain its full FAP licence;
- What needs to be in place, so the business is compliant in the FMCA regime;
- What ‘good conduct’ means and how you can practically demonstrate it in your business;
- How to build a compliance assurance programme and governance framework that is the right size for your business;
- How to save thousands in future compliance costs by harnessing technology and taking a client first approach with your FAP licence planning, and
- The secrets to building a robust cyber-security policy and what it means for your business
Find out more, book, and download the compliance course brochure here.