Sunday, May 5, 2024

Compliance & regulation

appointment

FMA Boosts Leadership Team

The FMA has appointed Daniel Trinder as Executive Director – Strategy and Design of its enterprise leadership team He will lead the design and execution of the...

New Licensing Regime Hasn’t Improved Advice – Poll Result

Has the new licensing regime implemented by the FMA been worthwhile when it comes to raising the quality of advice offered by advisers? According to...
appointment

Fidelity Life Appoints Head of Regulatory Affairs

Fidelity Life has appointed Sam Kelly, most recently the ASB's Head of Government Relations and Regulatory Affairs, as its new Head of Regulatory Affairs. Kelly will be...

Annual Report Support from TAP

The Adviser Platform (TAP) has added a compliance reporting engine to its range of services to help FAPs lodge their annual return to the...

Are CPD Courses Limited by the Available Products?

GUEST COLUMNIST – GUY DOBSON Guy Dobson, Director of Dynamique, writes that the limited number of financial products available in the New Zealand market could...

The Nuances of Competence in the New Regime

The final countdown to the new regime is well and truly on, with the date of 16 March marking the culmination of a long...

Financial Advice NZ Partners with CPD Provider

Members of Financial Advice NZ now have access to industry training provided by Kaplan Professional. The partnership is a natural step to deliver education and...

Free CPD Handbook Offer

Strategy Group is offering a CPD handbook to help all those who provide financial advice  keep their competence, knowledge, and skills up to date. "The...

FMA Wants More Information From FAPs

Our report about the FMA wanting annual reports from FAPs – so the regulator can keep tabs on the sector – was this week's...