Stop Order Issued to Bogus Financial Adviser
The FMA has made a permanent stop order that applies to Wisdom House Investment Partners and Yuen Pok (Paul) Loo.
After making an interim stop...
What to do When You Inherit a Complaint
You've bought a client book and now there's a complaint – what are the implications? This scenario is the subject of an upcoming webinar...
FMA’s Expectations for 2025
By 2025 the FMA's Director of Banking and Insurance Conduct wants to see customers at the centre of financial institutions' strategy.
Speaking during a podcast...
FMA Reveals Its Plans For Next Year
The FMA has released its latest Annual Corporate Plan signalling more changes for both the financial services industry and the regulator itself.
The organisation's CEO...
Stop Order Placed on Investment Firm by FMA
The FMA has made an interim stop order that applies to Wisdom House Investment Partners and Yuen Pok (Paul) Loo. The regulator says the...
FAP Helpdesk Launched
A free helpdesk for those yet to apply for a full FAP licence has been launched by Financial Advice NZ.
Leigh Hodgetts will be manning...
Cigna Makes Refunds Over CPI Premium Adjustments
Cigna Life Insurance NZ has admitted to making false and/or misleading representations to customers in proceedings brought by the FMA.
The case was filed in...
Webinar to Highlight Current Cyber Issues and Claims Trends
The latest issues in the world of cyber security will be discussed by Joseph Fitzgerald, Partner at Wotton & Kearney, and Andrew Beven, Manager...
Free Full Licensing Workshops for Class 1 Applicants
The FMA is hosting a series of free online workshops to help guide financial advisers through the Class 1 application process – one section...