Friday, April 26, 2024

Compliance & regulation

AMP Reveals Revised Agreement with Resolution Life

AMP has announced a revised agreement with Resolution Life, with updated terms, for the sale of AMP Life, which is now expected to complete...

Kepa Expands Adviser Service Offer

Dealer group, Kepa, is set to expand its service offer by launching a new advice hub for both current and future advisers. This move comes...

Poll Results –  Licensing Looms

In our latest poll, we asked whether you felt ready to submit your licensing application by 4 November, after the FMA recently announced this...

Latest Poll – Licence Application Ready

Our latest poll asks if you know you will be ready to submit your licensing application to the FMA by the 4 November. The regulator...

FSC Appoints Expert Committee to Enforce New Code

The Financial Services Council has appointed an expert Disciplinary Committee to oversee the application and enforcement of its new Code of Conduct. The Code came...

FMA Releases New Tool and Details on Transitional Licensing Applications

The Financial Markets Authority has announced it will start accepting transitional licence applications from 4 November 2019, as part of the new regime for...

FMA Outlines Key Risks for Sales, Advice and Distribution Sector

The Financial Markets Authority has published its medium-term view of the most significant risks to deliver its mission of fair, efficient and transparent financial...

FMA Report Shines Light on Cyber-Resilience in Financial Services Firms

The Financial Markets Authority has released a report covering its findings of a thematic review of cyber-resilience in New Zealand financial services. The purpose of...

AMP Life Sale Uncertainty

AMP Limited has revealed that the transaction for the sale of AMP Life (the Australian and New Zealand wealth protection and mature businesses) to...