Specialist FAP Support Model Launched
Two FAP support service companies have been launched by Cecilia Farrow, founder of cloud software platform Triplejump, together with some of its founding shareholders....
Committee to Help Advisers Navigate Troubled Waters
The Adviser Platform (TAP) has launched a Claims Committee to help the firm's adviser partners manage problematic claims.
Scott Duncan, TAP’s Head of Compliance &...
Alert Level 2 Workplace Guidelines Released
Financial services firms will be operating under Alert Level 2 starting on the morning of Thursday 14 May.
The FMA says that at Level 2...
FMA’s Cybersecurity Concerns
The FMA says a number of cybersecurity incidents have come to its attention.
“It’s a good time to remind financial services firms of the importance...
Cash Flow Tool For Financial Advisers
Financial advisers have another weapon in their arsenal to help themselves and their business clients.
The Cash Flow Forecaster from MBIE is an online tool...
Caution Needed With Vulnerable Clients
Strategi Group has outlined a number of issues with which it says advisers need to be prepared for when working with potentially vulnerable clients.
According...
FMA Issues Level 3 Workplace Guidance
The FMA has released its guidance for financial service companies operating under the government's level 3 COVID-19 restrictions.
In a media statement the regulator says...
Lockdown Legal Issues to be Explained
A webinar featuring a panel of experts from the world’s largest law firm is to run through a range of legal issues, and relief...
Oaths and Declarations Act Changed Due to Covid-19
The Oaths and Declarations Act has been temporarily changed to make it easier for people to sign documents while remaining physically separated from each...