Poll Results – Time to Grow
In our latest poll, we asked whether you intended to expand your team and bring onboard new advisers in 2020.
At the time of writing,...
Latest Poll – Expanding the Team
Our latest poll asks if you intend to bring a new adviser into your business in 2020.
The Adviser Platform this week announced a new...
TAP Announces Program to Help Advisers Expand
The Adviser Platform (TAP) has announced a new program to help advisers expand their businesses and draw new talent into the market in 2020.
The...
FMA Releases New Tool and Details on Transitional Licensing Applications
The Financial Markets Authority has announced it will start accepting transitional licence applications from 4 November 2019, as part of the new regime for...
Poll Results – Prepared Against Cyber Risk
In our latest poll, we asked how confident you felt that your financial advice firm can detect and protect against cyber threats.
At the time...
FMA Report Shines Light on Cyber-Resilience in Financial Services Firms
The Financial Markets Authority has released a report covering its findings of a thematic review of cyber-resilience in New Zealand financial services.
The purpose of...
Latest Poll – Taking Stock
With another consultation paper recently released to the industry in the form of the FMA’s two proposed standards for transitional licensing (see: FMA Consults...),...
FMA Consults on Two Standard Conditions for Transitional Licensing
The FMA is consulting on two standard conditions it may potentially impose for transitional licences, as part of the new financial advice regime.
The new...
Adviser Shares Tips for Driving Success
Geelong-based adviser, Ross Hultgren, has shared his top tips he says can be used by every adviser, regardless of their age, experience or client base.
Speaking...