Poor Record Keeping Tripping up FAPs
Our report that inadequate record keeping has been identified as a common compliance issue attracted plenty of interest among Riskinfo readers this week..
Inadequate record...
Innovation Award Presented to The Adviser Platform
The Adviser Platform team has won AIA's Licensee Award for Business Innovation to Adviser Services.
It was presented to TAP's Key Account Manager Myles Leacy...
Product Suitability Webinar
The process of proving product suitability to clients is the subject of a Financial Advice NZ webinar featuring compliance expert Karty Mayne from Roswill...
Experienced Adviser Pathway Becomes Law in Australia
Our report on a new law in Australia giving education exemptions to experienced advisers, who would otherwise be unable to continue working in the industry, attracted...
Training for New Advisers
The next 'new adviser' online training course to be held by Partners Life will start on Monday 16 October.
The three-day course is for advisers...
Free Mental Wellness Webinar
The FSC is hosting a free webinar on how to support the mental health of your friends and colleagues during Mental Health Awareness Week.
Guest...
Quotemonster Roadshow Success
Almost 600 advisers attended Quotemonster's country-wide roadshows, with a further 130 taking part in an online session that completed the company’s promotional events for...
First Graduates of Industry Training Initiative Start New Careers
News that the first graduates of Fidelity Life’s financial adviser training programme are now working in practices across the country generated significant interest among...
Cyber Security Webinar for FAPs
Twenty percent of all cyber attacks in New Zealand target small to medium-sized businesses.
Katrina Shanks, CEO Financial Advice NZ says crooks don’t discriminate based...