Tag: FMA
FMA Wants More Cash to Regulate Financial Markets
With the Financial Markets Authority (FMA) taking on more work it is exploring ways to fund those additional responsibilities.
Consultation has started on funding options...
Time is Running Out on Your Future
A key industry figure says financial advisers need to act now if they intend to continue in the business after June this year.
“We all...
FSC Launches Get in Shape Advice Summit 2020
The Financial Services Council has announced the launch of its ‘Get in Shape’ Advice Summit set for February 2020.
Organised by the FSC, FMA, MBIE...
News in Brief
FMA Opens Transitional Licensing
Transitional licensing opened this week on Monday 25 November.
Click here to apply for a transitional licence.
The FMA has also released a...
Poll Results – Advisers Well-Prepared for Licensing
Our latest poll asked when and if you would be applying for a transitional licence to operate as a financial advice provider under the...
FMA Imposes Two Standard Conditions for Transitional Licences
The Financial Markets Authority has announced it has imposed two standard conditions for transitional licensing, after considering all submissions it received during the consultation...
Latest Poll – All Set for Transitional Licensing?
The FMA will now open transitional licensing from 25 November and we ask if and how soon you intend to submit your online application...
FMA Reinforces Message to Insurers to ‘Rebuild Public Trust’
The Financial Markets Authority has stated it is now up to insurers and banks to rebuild public trust, as it releases its 2019 Annual...
Privacy Breach at FMA
The FMA has apologised for a privacy breach that it said meant complaints documents it received between 2015 and 2017 were potentially accessible via...