The Adviser Platform Appoints Compliance Expert


The Adviser Platform (TAP) has appointed a new Head of Compliance and Advice, Scott Duncan, ahead of incoming regulatory changes.

Duncan brings nine years’ experience in financial services and compliance to the TAP team, with expertise in helping advisers through regulation and compliance processes.

TAP Head of Compliance and Advice, Scott Duncan

He holds a Bachelor of Business Studies in Finance and Level 5 National Certificate in Financial Services.

TAP Managing Director, Ryan Edwards, says Duncan will help adviser members grow and succeed with as little disruption as possible from the proposed financial advice regulations.

“We want to create as much value as we can for our members and support them every step of the way as we move towards a new environment,” said Edwards.

TAP Managing Director, Ryan Edwards

“Having an advice and compliance guru on the team means that we can guide advisers through the process and make it as simple and straightforward as possible.”

Duncan added: ”I enjoy simplifying the compliance process for advisers to make it easy to understand and implement.”

TAP also recently launched a new-look website showcasing their full-service admin and support platform ahead of the regulatory changes fast approaching.