I’m confident my advice practice already operates under an efficient and robust compliance management system.
- Agree (69%)
- Still working on it (29%)
- Disagree (2%)
Loading ...Ryan Edwards of The Adviser Platform writes this week that well-resourced businesses run better, have more efficiency, less stress, and command a premium when it comes to helping clients.
He also says that advisers who have good systems, processes, and governance in place normally turn out to be the most compliant.
“You need to be running a compliant business with good governance and oversight before you can provide the best service to your clients,” says Edwards.
When it comes to business management, how are you faring? Take part in this week’s poll and we’ll report the results next week.
Read Edward’s opinion: Get Your Ducks in a Row