Revised Code Signals New Era of Professionalism
Financial Advice NZ's view that approval of the revised Financial Advice Code marks a defining moment in the evolution of the...
AIA Highlights Progress on Sustainability Initiatives
AIA NZ has released its 2024 Sustainability Report which the company says highlights "...the meaningful progress the organisation is making through long-term action and...
Insurers’ Processes Improved, But More To Do in Extreme Events
Fire and general insurance companies have improved their processes since the Canterbury earthquakes, but a new FMA report into the sector’s response to the...
Be ‘Crystal Clear’ on Advice Roles – FMA Case Study
An FMA reminder that providers contracting admin staff must be 'crystal clear' on what their roles entail and have processes to ensure...
FAP Forums Offer Insight into Regulatory Landscape
The FMA’s 2025 series of Financial Advice Provider Forums, which will see it engage with the advice sector across New Zealand, kicks off in...
Former Financial Adviser Pleads Guilty to Theft Charges
Former financial adviser, Murray McClune, has pleaded guilty to two charges of theft by a person in a special relationship, following an investigation by...
New Report Sets Out FMA’s Key Focus Areas
The Financial Markets Authority has released a key report designed to provide clarity to the financial sector on what to expect from the regulator.
It...
FMA Cancels FAP’s Licence
News the FMA has cancelled the licence of a Financial Advice Provider at the firm's request drew strong reader interest this week...
The Financial...
Financial Ombudsman Service Rated Accessible and Fair
An independent review report has found that a financial ombudsman service, Financial Services Complaints Limited, is delivering fair, accessible, and effective dispute resolution for...