Time to Focus on First Regulatory Return says FSC
The first regulatory return for financial advice license holders is required by the FMA on 30 September 2024, but the reporting cycle starts on...
Nib Adviser Roadshow Dates Announced
The first stage of nib's life and living product range will be launched at the firm's next series of face-to-face seminars, where advisers will...
How to Handle a Security Breach
The FSC is running a free webinar to share ideas on what you can do if and when your computer system suffers a security...
Latest Poll – Keeping Client Notes
An adviser's notes, written before the current regulatory regime was fully implemented, have helped decide the outcome of a case before the FSCL ombudsman.
However,...
Financial Advice NZ Prepares Second Regional Tour
The team at Financial Advice NZ will be back on the road in August, touring the regions to deliver expert knowledge and networking to...
Complaints Handling Guide from the FMA
The FMA has published a guide for FAPs on how to respond to complaints from clients.
The regulator says complaints should be handled in a...
Bring in the Experts – Special Edition
A webinar featuring a panel from the FMA discussing the new regulatory returns is being held by Financial Advice NZ on Wednesday 26 April.
Katrina...
Asteron Life Updates Employee Insurance
Asteron Life has updated its employee insurance offering to include trauma cover for children. In addition, its Connected Care product – providing free access...
Managing Strong Business Growth – A Challenge For Practices
Financial planning practices will need to look at new ways to manage growth, including overcoming the pain points associated with rapid development, as the...