Get Your Ducks in a Row When it Comes to Compliance
GUEST COLUMNIST – RYAN EDWARDS
While you're now likely approved for your FAP licence, it isn’t time to celebrate just yet as it is just...
FMA Podcast Covers FAP Licensing
The latest '5 Minutes with the FMA' series of podcasts features the organisation's Director of Deposit Taking, Insurance, and Advice, Michael Hewes.
In the podcast...
Advisers Launch New PI Offering
Our report about a group of advisers who are challenging the PI market with their own product was this week's most-read story...
A new entrant...
Time to Focus on First Regulatory Return says FSC
The first regulatory return for financial advice license holders is required by the FMA on 30 September 2024, but the reporting cycle starts on...
How to Handle a Security Breach
The FSC is running a free webinar to share ideas on what you can do if and when your computer system suffers a security...
Importance of Keeping Notes Highlighted by FSCL
This week's most-read feature is the report of an adviser who relied on her notes to prove she gave a client advice that they...
Nib Launches New Claims Service
Nib has launched a new online claims information service, providing advisers with real-time information about their clients' new and active pre-approvals and claims.
Initially, nib...
Complaints Handling Guide from the FMA
The FMA has published a guide for FAPs on how to respond to complaints from clients.
The regulator says complaints should be handled in a...
Bring in the Experts – Special Edition
A webinar featuring a panel from the FMA discussing the new regulatory returns is being held by Financial Advice NZ on Wednesday 26 April.
Katrina...