Advice Exposed to Litigation – Even After Sale
There are significant risks to a professional in ceasing to trade says Tom Pasley of law firm Robertsons.
He says that while the business may...
DSR Schemes in Merger Talks
The CEOs of Financial Services Complaints (FSCL) and the Insurance & Financial Services Ombudsman Scheme (IFSO Scheme) are in merger talks.
The purpose of the...
Your 2024 Compliance Check List
Industry training firm Strategi Group has published the key activities that it says should demand the attention of compliance officers this year.
The firm says...
Tips to Focus on CPD
Strategi has produced a tip sheet for advisers needing to focus more on their continuing professional development (CPD) activities.
The industry training firm states the...
The Adviser Platform Discount Offer
The Adviser Platform (TAP) is offering its mortgage aggregation service for 50% off to new advisers for their first six months, so long as...
New Course Helps Close the Training Gap
Training provider MySolutionsAcademy has launched a new adviser training course that it says fills a gap in the market left by the mutuals.
Glen Hatcher,...
Asteron Mental Health Programme Update
Since its launch in 2020, Asteron Life's Mental Health Disability Management Programme has received more than 30 referrals.
The programme is provided in collaboration with...
Poor Record Keeping Tripping up FAPs
Our report that inadequate record keeping has been identified as a common compliance issue attracted plenty of interest among Riskinfo readers this week..
Inadequate record...
Innovation Award Presented to The Adviser Platform
The Adviser Platform team has won AIA's Licensee Award for Business Innovation to Adviser Services.
It was presented to TAP's Key Account Manager Myles Leacy...