Passing of FSLAB a ‘Landmark Moment’ – FSC
The Financial Services Council has welcomed the passing of the Financial Services Legislation Amendment Bill through Parliament as a ‘landmark moment’ for the New...
Adviser Record Keeping Lacking, Warns Compliance Expert
A specialist in compliance for adviser businesses, particularly in risk and investment, says good record keeping practices are lacking among advisers.
Adviser Business Compliance (ABC)...
FSLAB Passed
The Financial Services Legislation Amendment Bill passed through Parliament yesterday afternoon.
Commerce and Consumer Affairs Minister, Kris Faafoi, said, "The changes we will now put in...
Adviser Breaches AFA Code of Conduct
The Financial Advisers Disciplinary Committee (FADC) has published its findings in a case referred to the Committee by the FMA.
According to the findings, the...
News in Brief
FMA Update on Conduct and Culture Review
The Reserve Bank of New Zealand and the FMA have confirmed that all 11 banks involved in their...
Advisers Must Utilise Tech, Says Business Risk Expert
Business risk expert, Cecilia Farrow, says advisers need to make sure that when they incorporate technology into their business operations, it is delivering on...
ClearView Statement in Support of Commissions
Another insurer has added its voice to the growing number of calls for the retention of life insurance commissions as a valid remuneration option...
Another Insurer Steps Up to Support Risk Commissions in Australia
MLC Life Insurance is the latest insurer to put its weight and support behind the perpetuation of life insurance commissions in Australia.
It released a...
The Adviser Platform Appoints Compliance Expert
The Adviser Platform (TAP) has appointed a new Head of Compliance and Advice, Scott Duncan, ahead of incoming regulatory changes.
Duncan brings nine years’ experience...