Industry training firm Strategi and the FMA are holding a free webinar on Thursday 7 April for financial advice providers who have not yet submitted their application for a full FAP licence.
Strategi Group’s CEO Daniel Relf says that by attending the webinar, FAPs and their owners and managers will better understand what is required, and be provided with practical next steps to obtain their full FAP licence.
The webinar will focus on the following questions:
- Lessons learnt from small/medium/large FAPs submitting their full FAP licence
- Implications of not meeting the full licence application cut off times of June (Class 3) and September (Class 1 & 2)
- What support there is for small to medium-sized FAPs in completing their full licence
- How managers and owners of FAPs can better understand whether they are compliant
Hosting the webinar will be Relf and the FMA’s Derek Grantham, joining them will be:
- John Botica (Director Market Engagement / Acting Director Regulation)
- Anita Frazer (Head of Compliance Services / Acting Head of Conduct Assessment)
- Chris Revell (Manager Compliance Services)
- Michael Hewes (Head of Financial Advice)
- David Greenslade – Executive Director, Strategi Group
- Josie Ganly – Manager Compliance and Consulting, Strategi Compliance
More details and registration here.