Retaining Clients Poll
When an independent adviser leaves DUX Financial Services for pastures new they can take their clients with them.
Alan Borthwick, a Director at the Wellington-based firm,...
Most Advisers Confident About Compliance
Almost 70% of those who have so far cast a vote in our current poll are confident their practice has a robust compliance system.
Our...
Are You Putting Compliance First?
Ryan Edwards of The Adviser Platform writes this week that well-resourced businesses run better, have more efficiency, less stress, and command a premium when...
Advisers Confident of Client Note-Keeping
Almost 70% of advisers who have so far taken part in our latest poll indicate they are confident their client notes will stand up...
Latest Poll – Keeping Client Notes
An adviser's notes, written before the current regulatory regime was fully implemented, have helped decide the outcome of a case before the FSCL ombudsman.
However,...
A Cyber Attack on Your Business?
The prospect of the almost inevitable moment your business becomes the subject of a cyber attack forms the basis for our latest poll.
As starkly...
Poll Indicates Adviser Shortage
More than half the respondents to our latest poll believe there is a shortage of financial advisers in New Zealand.
With one week to go...
Adviser Shortage
A report published by training firm Strategi points to hundreds of financial advisers having to stop trading when the transitional licence period ended on...
Most Advisers Surprised at Levels of Life Cover
According to the early results of our latest poll, more than half of those who cast a vote are surprised by the FSC's findings...